RegTech Associates took the Digital Regulatory Reporting discussion right to the forefront in London in Early December, with an afternoon industry roundtable followed by an evening event. As with our … Continue reading Digital Regulatory Reporting – it’s a 2018 wrap!
Dedicated to RegTech
On 5th December, The Reg Doctor caught up with Ed Buckman, VP of Sales at AxiomHQ at the RegTech Rising conference to discuss all things conduct risk, after having seen … Continue reading RegTech and Financial Conduct Risk – Q&A with Ed Buckman from Axiom HQ
In the latest (and final?) update on the pilot, hosted at the FCA office in Stratford, Nick Cook from the FCA explained the aim was to address the common pain points between the regulator and the industry of the current reporting system, – cost, inconsistency, duplication of data and data protection issues.The core team members of the project team then updated us on progress and lessons learnt.
In the latest of our Digital Regulation Series in Collaboration with the FCA, we visited Zurich. Is Switzerland a principles based regulatory regime ? What are FINMA doing to prepare for Digital and how can RegTech help?
On Monday 15th October at Barclays global HQ in London, we gathered together representatives from leading financial institutions and regulators to discuss the possibilities and promise of Digital Regulatory Change. … Continue reading Digital Regulatory Change – it’s magic!
This is the second of our posts exploring SFTR with Robert Keane, Product Manager at Pirum. Below, we focus more on the impacts and challenges of this new reporting regime … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two
RegTech Associates will be attending the inaugural DerivSource conference on 14th November in London. The theme of the conference is Derivatives Today: Navigating the Path of Uncertainty and will explore the … Continue reading The Reg Doctor speaks….about capital markets, technology and disruption
RegTech Associates is pleased to be a sponsor and supporter of RegTech Rising for the 2nd year. Our CEO, Jason Boud will be speaking at RegTech Rising on the topic of Why … Continue reading Meet a RegTech Associate at RegTech Rising
Recently, Sian caught up with Robert Keane, Product Manager at Pirum to find out more about SFTR and some of its complexities for market participants. This first post introduces the … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part One
Since 2014, the FCA has been at the vanguard of regulatory activities to foster innovation and reduce the barriers to entry for new products, business models and firms in the … Continue reading August’s Regulatory News
As an economist at the Bank of England, Oliver Burrows wants to make policy decisions about financial stability based on data and data sets that reflect today’s financial environment. However, … Continue reading FCA Digital Regulatory Reporting pilot
We are often asked what is RegTech, what problem does it solve and how do I become more involved. We decided to make some of our client material available free … Continue reading What is RegTech ?